Elements and Performance Criteria
- Identify records for capture
- Incoming material is categorised for records capture in accordance with organisational procedures
- Activity documented by the record is identified from the elements of the record in accordance with organisational procedures
- Area or action officer to which the record needs to be forwarded is identified from elements of the record, or its content, and in accordance with organisational procedures
- Incoming material is assessed against organisational checklist for determining what material needs to be captured.
- Material which does not need to be registered is dealt with in accordance with organisational procedures
- Records on which action is complete are located, removed, or copied from the active business or records system, in accordance with organisational procedures
- Where required by organisation procedures, the format/media of the record is modified in accordance with organisation requirements and procedures
- Classify record(s)
- The identified transaction/action/activity documented by the record is matched to the organisation's classification scheme
- The full classification and sentencing of the record is selected in accordance with the system's rules and organisational procedures
- The classified/sentenced record is linked to other records in the business or records system in accordance with the system's rules and organisational procedures
- Indexing points (cross reference terms) are selected for the record in accordance with the system's rules and organisational procedures
- Register record(s)
- Unique identifier is selected for record in accordance with organisational procedures and business or records system rules
- Record is registered into business or records system with title, description, details of record creator, immediate location and any other control information to fulfil the system requirements in accordance with organisational procedures and business or records system rules
- Any physical dependencies or format of a record that will assist with its management over time are recorded in accordance with business or records system rules
- Access and security status are determined in accordance with organisational procedures and documented in accordance with business or records system rules
- Disposal class and status of the record is determined and recorded in accordance with the business or records system's rules, and organisational procedures and schedules
- Record is forwarded to its appropriate location, which is recorded, in accordance with the system rules and organisational procedures
- The items identified for immediate destruction are separated from the rest of the body of records
- Track record(s)
- Unique identifier of record to be located is determined from request or instructions
- Location of record is obtained from business or records system in accordance with system rules and organisational procedures
- History of record location is obtained from business or records system in accordance with system rules and organisational procedures
- Information about record is obtained from business or records system in accordance with system rules and organisational procedures
- Information about the record is updated and amended in accordance with organisational procedures
- All transactions on the business or records system are completed within the designated timeframe
- Audit records against predetermined criteria
- Records are located with action officer and in storage areas in accordance with supervisors instructions
- Records are audited against predetermined criteria in accordance with organisational procedures and quality program
- Any discrepancies found are noted, and reported, in accordance with organisational procedures